-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fsr4crCameYBQdTyvrfiP2A+WFukEf893DiFpLFPohpe5wBtqWeWHrs4SziubhAL 3/Rs5GTcQiqoZ3HBUlvz7g== 0000950005-04-000207.txt : 20040217 0000950005-04-000207.hdr.sgml : 20040216 20040217170252 ACCESSION NUMBER: 0000950005-04-000207 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: FC LEADERSHIP MANAGEMENT CO., L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL II ENTREPRENEURS FUND, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL II PRINCIPALS FUND, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL II, L.P. GROUP MEMBERS: FOUNDATION CAPITAL LEADERSHIP FUND, L.P. GROUP MEMBERS: FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL MANAGEMENT CO. II, L.L.C. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL II LP CENTRAL INDEX KEY: 0001105843 IRS NUMBER: 943294074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 70 WILLOW RD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6506140500 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETFLIX INC CENTRAL INDEX KEY: 0001065280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-VIDEO TAPE RENTAL [7841] IRS NUMBER: 770467272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78283 FILM NUMBER: 04609925 BUSINESS ADDRESS: STREET 1: 970 UNIVERSITY AVENUE STREET 2: . CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-317-3700 MAIL ADDRESS: STREET 1: 970 UNIVERSITY AVENUE CITY: LOS GATOS STATE: CA ZIP: 95032-7606 FORMER COMPANY: FORMER CONFORMED NAME: NETFLIX COM INC DATE OF NAME CHANGE: 20000229 SC 13D/A 1 p18206_sc13da.txt AMENDMENT NO. 1 TO SC 13 D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* Netflix, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 64110L106 - -------------------------------------------------------------------------------- (CUSIP Number) Theodore R. Meyer 70 Willow Road, Suite 200 Menlo Park, CA 94024 650/614-0500 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 4, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 13 Pages) CUSIP No. 64110L106 SCHEDULE 13D/A Page 2 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital II, L.P. 94-3294074 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 3 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital II Entrepreneurs Fund, L.L.C. 94-3301748 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 4 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital II Principals Fund, L.L.C. 94-3296579 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 5 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Management Co. II, L.L.C. 94-3294072 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 6 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Leadership Fund, L.P. 94-3370925 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 7 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Leadership Principals Fund, L.L.C. 94-3377483 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 8 of 13 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) FC Leadership Management Co., L.L.C. 91-2076858 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 64110L106 SCHEDULE 13D/A Page 9 of 13 Pages - -------------------------------------------------------------------------------- Item 1 Security and Issuer This Amendment No. 1 to Schedule 13D is being filed on behalf of the undersigned to amend the Schedule 13D originally filed on February 14, 2002 (the "Schedule 13D"). Unless otherwise indicated, all capitalized terms used herein but not defined shall have the same meaning as set forth in the Schedule 13D. (a) Name of the Issuer: Netflix, Inc. (the "Issuer") (b) Title of Security: Common Stock, par value $0.001 per share (the "Common Stock") (c) The Issuer's principal executive office: 970 University Avenue Los Gatos, CA 95032 Item 2 Identity and Background (a) Name: Foundation Capital II, L.P. ("FC2") Foundation Capital II Entrepreneurs Fund, L.L.C. ("FC2E") Foundation Capital II Principals Fund, L.L.C. ("FC2P") Foundation Capital Management Co. II, L.L.C. ("FC2M") Foundation Capital Leadership Fund, L.P. ("FCL") Foundation Capital Leadership Principals Fund, L.L.C. ("FCLP") FC Leadership Management Co., L.L.C. ("FCLM") (b) Residence or business address: c/o Foundation Capital 70 Willow Road, Suite 200 Menlo Park, CA 94025 (c) Principal Business/Principal Occupation: The principal business of FC2, FC2E and FC2P is acting as venture capital investment vehicles. FC2M serves as the sole general partner of FC2 and the sole manager of FC2E and FC2P. The principal business of FCL and FCLP is acting as venture capital investment vehicles. FCLM serves as the sole general partner of FCL and the sole manager of FCLP. (d) Convictions in criminal proceedings in the last 5 years: None. (e) Judgments for violations of Securities Laws in the last 5 years: None. (f) Citizenship: Entities: FC2 - Delaware FC2E - Delaware FC2P - Delaware CUSIP No. 64110L106 SCHEDULE 13D/A Page 10 of 13 Pages - -------------------------------------------------------------------------------- FC2M - Delaware FCL - Delaware FCLP - Delaware FCLM - Delaware Item 3 Source and Amount of Funds or Other Consideration Not applicable. Item 4 Purpose of Transaction FC2, FC2E, FC2P, FC2M, FCL, FCLP and FCLM acquired the Common Stock for investment purposes. Subject to applicable legal requirements, Reporting Persons may purchase additional Common Stock from time to time in open market or in private transactions, depending on their evaluation of Issuer's business, prospects and financial condition, the market for the Common Stock, other developments concerning Issuer, the reaction of Issuer to Reporting Person's ownership of Common Stock, other opportunities available to Reporting Persons, and general economic, money market and stock market conditions. In addition, depending upon the factors referred to above, Reporting Persons may dispose of all or a portion of their Common Stock at any time. Other than as described in this Item 4, Reporting Persons do not have any plan or proposal relating to, or that would result in, any event described in (a)-(j) of this Item 4. As part of in-kind pro-rata distributions to their partners, the Reporting Persons listed below distributed the following shares to their limited and general partners, without consideration:
============================ =========== ============ ============ ============ ============ =========== ============ Date FC2 FC2E FC2P FC2M FCL FCLP FCLM - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ April 25,2003 0 0 0 0 700,000 39,436 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ May 13, 2003 450,000 109,692 54,844 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ October 16, 2003 402,397 0 0 80,000 420,750 0 4,250 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ November 4, 2003 0 0 0 0 420,205 0 4,245 ============================ =========== ============ ============ ============ ============ =========== ============
On April 25, 2003 FCL net exercised a warrant to purchase Common Stock and as a result surrendered 590,201 shares of Common Stock underlying the warrant and received 505,200 Warrant Shares upon exercise. On April 25, 2003 FCLP net exercised a warrant to purchase Common Stock and as a result surrendered 40,000 shares of Common Stock underlying the warrant and received 34,236 Warrant Shares upon exercise. On October 16, 2003 FCL net exercised a warrant to purchase Common Stock and as a result surrendered 458,973 shares of Common Stock underlying the warrant and received 425,000 Warrant Shares upon exercise. On November 4, 2003 FCL net exercised a warrant to purchase Common Stock and as a result surrendered 450,797 shares of Common Stock underlying the warrant and received 424,450 Warrant Shares upon exercise. CUSIP No. 64110L106 SCHEDULE 13D/A Page 11 of 13 Pages - -------------------------------------------------------------------------------- Item 5 Interest in Securities of the Issuer Effective November 4, 2003, the Reporting Persons ceased to beneficially own 5% of the Common Stock and accordingly this Amendment is the Reporting Persons' final amendment to the Schedule 13D. The following information sets forth the beneficial ownership of the Common Stock of the Issuer by each of the Reporting Persons as of December 31, 2003:
============================ =========== ============ ============ ============ ============ =========== ============ Ownership/Power FC2 FC2E FC2P FC2M FCL FCLP FCLM - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Beneficial Ownership 0 0 0 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Percentage of Class 0 0 0 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Sole Voting Power 0 0 0 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Shared Voting Power 0 0 0 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Sole Dispositive Power 0 0 0 0 0 0 0 - ---------------------------- ----------- ------------ ------------ ------------ ------------ ----------- ------------ Shared Dispositive Power 0 0 0 0 0 0 0 ============================ =========== ============ ============ ============ ============ =========== ============
Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Not applicable. Item 7 Material to be filed as Exhibits Exhibit A: Joint Filing Statement CUSIP No. 64110L106 SCHEDULE 13D/A Page 12 of 13 Pages - -------------------------------------------------------------------------------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2004 Foundation Capital Management Co. II, L.L.C. By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II, L.P. By: Foundation Capital Management Co. II, L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II Entrepreneurs Fund, L.L.C. By: Foundation Capital Management Co. II, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II Principals, L.L.C. By: Foundation Capital Management Co. II, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member FC Leadership Management Co., L.L.C. By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital Leadership Fund, L.P. By: FC Leadership Management Co., L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital Leadership Principals Fund, L.L.C. By: FC Leadership Management Co., L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member CUSIP No. 64110L106 SCHEDULE 13D/A Page 13 of 13 Pages - -------------------------------------------------------------------------------- Exhibit A We, the undersigned, hereby express our agreement that the attached Amendment to Schedule 13D relating to the Common Stock of Netflix, Inc. is filed on behalf of each of us. Dated: February 13, 2004 Foundation Capital Management Co. II, L.L.C. By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II, L.P. By: Foundation Capital Management Co. II, L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II Entrepreneurs Fund, L.L.C. By: Foundation Capital Management Co. II, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital II Principals Fund, L.L.C. By: Foundation Capital Management Co. II, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member FC Leadership Management Co., L.L.C. By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital Leadership Fund, L.P. By: FC Leadership Management Co., L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------- Member Foundation Capital Leadership Principals Fund, L.L.C. By: FC Leadership Management Co., L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------- Member -----END PRIVACY-ENHANCED MESSAGE-----